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Position Limits › Comment Period

A Position Limit is a limitation on the number of options or futures contracts an investor is allowed to hold. Position Limits are meant to prevent manipulation and excessive speculation in the market. 
Hogan Lovells

Energy and metals companies and funds beware: Your trading positions may be "limited"

Hogan Lovells on

On 30 January 2020 the Commodity Futures Trading Commission (CFTC) approved on a 3-2 vote proposed rules addressing position limits on speculative derivatives (Position Limits Proposal). The Position Limits Proposal has a...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - Volume XI, Issue 22

Katten Muchin Rosenman LLP on

BROKER-DEALER FINRA - Issues Guidance With Respect to Stop Orders and Volatile Market Conditions - On May 26, FINRA issued guidance encouraging firms to review their policies with respect to the use of stop orders...more

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