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Predictive Analytics Enforcement

UB Greensfelder LLP

[Webinar] What Was New at the SEC in 2023? - December 7th, 12:00 pm - 1:00 pm EST

UB Greensfelder LLP on

Join Ulmer partner Frances Floriano Goins as she shares an overview of the Securities and Exchange Commission's 2023 ammendments and rules regarding: - enhanced customer protection practices - disclosure of...more

American Conference Institute (ACI)

[Event] Practical Guide to FCPA Data Analytics - November 28th, National Harbor, MD

The U.S. Department of Justice, Criminal Division, updated its Evaluation of Corporate Compliance Program in March 2023, with renewed expectations for companies to use data analytics and testing. However, the government...more

Mintz

The US Securities & Exchange Commission Targets AI on Multiple Fronts (Part 1 of 3)

Mintz on

The U.S. Securities & Exchange Commission (“SEC”) is highly focused on regulating the use of artificial intelligence (“AI”) by financial services providers. A recent Mintz client alert discussed newly proposed rules for...more

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