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Private Equity Licensing Rules

Benesch

Dental/DSO Intelligence Monthly Report: June/July 2024

Benesch on

A study at the University of Illinois Chicago College of Dentistry developed a chatbot using information reviewed by faculty members to answer questions about clinical procedures. Cortino Sukotjo, DDS, PhD, a professor of...more

King & Spalding

Senators Introduce New Bill for Transparency and Oversight in Health Care Transactions and Investment

King & Spalding on

On April 3, 2024, Senators Ed Markey (D-Mass) and Elizabeth Warren (D-Mass) released draft legislation titled the “Health Over Wealth Act” (the Proposed Bill). This Proposed Bill is another attempt to regulate private...more

Hogan Lovells

Keep out of the way – first Hong Kong conviction for obstruction under s.382 SFO

Hogan Lovells on

A Hong Kong court has for the first time convicted and imprisoned an individual for obstructing employees of the Securities and Futures Commission (SFC) in performance of their functions pursuant to the Securities and Futures...more

Hogan Lovells

A disappointing sequel? Hong Kong court dismisses challenge to SFC restriction notice regime

Hogan Lovells on

The Court of First Instance has dismissed a judicial review application against certain provisions in the Securities and Futures Ordinance (Cap. 571) (SFO) which empower the Securities and Futures Commission (SFC) to issue...more

Dechert LLP

Global Private Equity Newsletter - Winter 2020 Edition: Hong Kong Licensing Guidance for Private Equity Firms

Dechert LLP on

The Hong Kong Securities and Futures Commission (SFC) issued a circular (Circular) on January 7, 2020, which clarifies that private equity firms conducting, or holding themselves out as conducting, regulated activities in...more

Dechert LLP

SFC Licensing Guidance for Private Equity Firms

Dechert LLP on

The Hong Kong Securities and Futures Commission (SFC) issued a circular (Circular) on January 7, 2020, which clarifies that private equity firms conducting, or holding themselves out as conducting, regulated activities in...more

Morgan Lewis

Licensing Requirements for Private Equity Firms in Hong Kong – Part 3

Morgan Lewis on

On the theory that three’s a charm, our third and final blog on Hong Kong private equity activities will take a look at Asset Management (Type 9) activities, which are among the most relevant regulated activities for private...more

Morgan Lewis

Licensing Requirements for Private Equity Firms in Hong Kong – Part 2

Morgan Lewis on

In our first blog on Hong Kong private equity licensing, we looked at Dealing in Securities (Type 1). This second blog deals with Advising on Securities (Type 4)....more

Troutman Pepper

Buying an Existing Construction Operation? Do Your Due Diligence

Troutman Pepper on

While mergers and acquisitions have been a hot market for some time in other industries, in recent years, venture capitalist and private equity firms have been actively involved in the acquisition of construction operations...more

BCLP

Can Fintech Startups Carry Out Crowd-Funding in Hong Kong?

BCLP on

What is crowd-funding? “Crowd-funding” is an umbrella term describing the use of small amounts of money, obtained from a large number of individuals or organisations, to fund a project, a business or personal loan, and...more

K&L Gates LLP

New Japanese Fund Regulatory Framework: FSA’s Proposed Rules and Public Consultation

K&L Gates LLP on

On May 27, 2015, an amendment bill to the Financial Instruments and Exchange Act of Japan (“FIEA”) passed the Diet, which would come into effect sometime next year but no later than June 3, 2016 (“2015 Amendment”). The 2015...more

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