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Private Right of Action Corporations Code

Allen Matkins

Implied Private Right Of Action And The Corporate Securities Law of 1968

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Section 25235 of the California Corporations Code declares that is unlawful for an investment adviser to engage in a number of specified activities, including employing "any device, scheme, or artifice to defraud any client...more

Allen Matkins

Federal Judge Rules Out Private Cause Of Action Under California Control Person Statute

Allen Matkins on

Some persons may be deemed to violate the Corporate Securities Law of 1968 even though they did not directly violate the law. Corporations Code Section 25403(a) provides that a person who with knowledge directly or...more

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