News & Analysis as of May 8, 2025

Commodities Futures Trading Commission

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NFA Proposes Guidance on Diligent Supervision of Associated Persons

K&L Gates LLP on 5/6/2025

UPDATE: On 1 May 2025, NFA withdrew Interpretive Notice 9083. The guidance remains available on NFA’s website for industry participants’ review....more

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Proposed Rules › Due Diligence › Commodities Futures Trading Commission

NFA Proposes Guidance on Diligent Supervision of Associated Persons

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