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Proxy Voting Guidelines Division of Investment Management

Blank Rome LLP

Regulatory Update and Recent SEC Actions - November 2019

Blank Rome LLP on

REGULATORY UPDATES - Allison Herren Lee Sworn in as Commissioner - On July 8, 2019, Allison Herren Lee was sworn into office as a Securities and Exchange Commission (“SEC") Commissioner. Lee was nominated to the SEC by...more

Mayer Brown Free Writings + Perspectives

Proxy Advisory Firms and Other Updates from the Commission’s Investment Management Division

At the ICI Conference, Dalia Blass, Director of the Securities and Exchange Commission’s Division of Investment Management, provided some insights on upcoming rulemaking initiatives. Director Blass noted that we should...more

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