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Prudential Standards Prudential Regulation Authority (PRA) European Securities and Markets Authority (ESMA)

A&O Shearman

European Banking Authority Final Draft Regulatory Technical Standards for Assessing the Materiality of Extensions and Changes to...

A&O Shearman on

The European Banking Authority has finalized its draft regulatory technical standards on the conditions for assessing the materiality of model extensions and changes to the use of alternative internal models and changes to...more

Latham & Watkins LLP

Key Emerging Regulatory Issues and Focus Areas for Institutional Asset Managers

Latham & Watkins LLP on

This publication maps out key current areas of legal or regulatory change that are of specific relevance for institutional asset managers. These focus areas are arranged thematically, by those that affect managers or...more

A&O Shearman

Financial Regulatory Developments Focus - May 2018 #4

A&O Shearman on

In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

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