News & Analysis as of

Publicly-Traded Companies Alternative Trading System (ATS)

BCLP

SEC’s Gensler: Major Cybersecurity Regulatory Changes On the Horizon

BCLP on

A significant expansion of rules relating to cybersecurity risks - particularly for the financial sector - is under consideration by the Securities and Exchange Commission (SEC). In public remarks last week, SEC Chair...more

Latham & Watkins LLP

New SEC Rules Mandate Public Disclosures and Enhance NMS Stock ATS Oversight

Latham & Watkins LLP on

ATSs that trade NMS stocks should prepare for new Form ATS-N filings requiring substantial public disclosure of their operations and their broker-dealer operator’s ATS-related activities. Summary - On July 18, 2018,...more

WilmerHale

Access Fees and Regulatory Structure of Trading Venues

WilmerHale on

On October 27, 2015, the Equity Market Structure Advisory Committee (EMSAC or Committee) held its second meeting at the Securities and Exchange Commission (Commission or SEC) in Washington DC. The Committee is considering...more

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