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Publicly-Traded Companies Licensing Rules

Hogan Lovells

A disappointing sequel? Hong Kong court dismisses challenge to SFC restriction notice regime

Hogan Lovells on

The Court of First Instance has dismissed a judicial review application against certain provisions in the Securities and Futures Ordinance (Cap. 571) (SFO) which empower the Securities and Futures Commission (SFC) to issue...more

Morgan Lewis

COVID-19: Hong Kong Securities & Futures Commission Guidance on Licensing Matters

Morgan Lewis on

The Hong Kong Securities and Futures Commission has released a number of circulars relating to COVID-19, including March 31 guidance on licensing and ongoing compliance matters. This LawFlash provides an overview of the...more

Sheppard Mullin Richter & Hampton LLP

FCC Liberalizes Rules for Foreign Investment in U.S. Broadcast Licensees

On September 30, 2016, the FCC adopted an order designed to liberalize and streamline the foreign ownership review process for broadcast licensees (the “Broadcast Liberalization Order”). Section 310(b) of the Communications...more

Allen Matkins

SEC Overlooks Nevada’s Transfer Agent Licensing Laws

Allen Matkins on

Transfer agents provide a number of crucial services, primarily for publicly traded companies. Among other responsibilities, they maintain ownership records, record security transfers, issue and cancel certificates and...more

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