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Recapitalization Corporate Issuers

Allen Matkins

A Taxonomy Of Issuer And Nonissuer Transacations

Allen Matkins on

Yesterday's post concerned a recent ruling by U.S. District Court Judge Phyllis J. Hamilton concerning whether a plaintiff's purchase of a cryptocurrency was subject to qualification as an "issuer transaction" under the...more

Allen Matkins

Court Tackles Issuer/Non-Issuer Transaction Distinction

Allen Matkins on

California's Corporate Securities Law of 1968 imposes a qualification requirement on the offer and sale of securities in three categories of transactions: issuer, recapitalization and reorganization, and nonissuer. Corp. Code...more

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