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Regulatory Reform Rulemaking Process Securities Exchange Act

Mayer Brown Free Writings + Perspectives

SEC Formally Withdraws Various Proposed Rules

The Securities and Exchange Commission (SEC) formally withdrew the following proposed Gensler era rulemakings: Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals Under Exchange Act Rule...more

Jones Day

SEC Proposes Rules to Clarify Dealer-Trader Distinction

Jones Day on

The SEC's Proposal - On March 28, 2022, the SEC released a rulemaking proposal (the "Proposal") for new rules to clarify the meaning of certain terms in the statutory definitions of "dealer" and "government securities...more

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