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Regulatory Requirements › Enforcement Guidance › Reporting Requirements

BakerHostetler

CFTC Provides Clarifying Guidance on Material Violations Regarding Self-Reporting, Cooperation, and Remediation System

BakerHostetler on

As we previously reported, in February, the CFTC’s DOE issued an enforcement advisory (the DOE Advisory) to provide guidance to market participants on how the DOE will evaluate a company’s or an individual’s conduct in the...more

Seyfarth Shaw LLP

FinCEN Hits Pause on BOI Enforcement for All, While Treasury Terminates Enforcement for Some

Seyfarth Shaw LLP on

Two recent announcements from the Financial Crimes Enforcement Network (FinCEN) and the U.S Department of the Treasury provide some, at least momentary, relief with respect to the Corporate Transparency Act’s (CTA) Beneficial...more

McNees Wallace & Nurick LLC

OSHA Rescinds and Revises Guidance for Enforcement and COVID-19 Recording

McNees Wallace & Nurick LLC on

The Occupational Safety and Health Administration (“OSHA”) is taking steps to resume pre-COVID-19 inspection and response procedures.  On May 19, 2020, OSHA released two enforcement guidance documents that lay out OSHA’s...more

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