News & Analysis as of

Real Estate Investment Trust No-Action Relief

Morrison & Foerster LLP - JOBS Act

SEC Grants Principles-Based Section 3(c)(5)(C) Relief

On February 12, 2018, in no-action relief granted to a mortgage REIT, the Staff of the SEC acknowledged that the real estate finance business has evolved substantially since the enactment of the Investment Company Act, with...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - Volume X, Issue 1

In this issue: - SEC Proposes Rule Amendments to Implement JOBS Act Registration Thresholds - ISS Releases FAQs on Equity Plan Scorecard and Independent Chair Policy - FINRA Issues Annual Regulatory and...more

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