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Retail Investors Capital Markets Union

Latham & Watkins LLP

European Commission Proposes Wide-Ranging Enhancements to Retail Investor Protection Rules

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As the “most ambitious legislative proposal since the inception of EU financial regulation”, the changes would make significant amendments to MiFID II and PRIIPs. On 24 May 2023, the European Commission (Commission)...more

Hogan Lovells

Funds and asset management regulatory news, October 2020 # 4

Hogan Lovells on

AIFMD review: European Commission consultation - The European Commission has launched a consultation questionnaire relating to its review of the Alternative Investment Fund Managers Directive (AIFMD)....more

A&O Shearman

EU High-Level Forum Sets Out Vision for European Capital Markets

A&O Shearman on

The European Commission’s High-Level Forum on the Capital Markets Union has published an interim report setting out its vision for the future of European capital markets. The CMU is an EU initiative which aims to enhance...more

Kramer Levin Naftalis & Frankel LLP

Overview of the Recent EU Adoption of Common Rules and Framework for Securitization Transactions in Europe

As part of the Capital Markets Union action plan announced in September 2015, the European Parliament and the Council issued on Dec. 12, 2017, the regulation laying down a general framework for securitization and creating a...more

BCLP

Simpler or simplistic? The Prospectus Regulation

BCLP on

The European Commission has continued in its drive towards a European Capital Markets Union by proposing measures in the Prospectus Regulation which it hopes will revamp the current prospectus regime. We are told that...more

Latham & Watkins LLP

Increasing Access to Equity Financing for Emerging Companies

Latham & Watkins LLP on

Emerging companies remain under-represented on Europe’s capital markets despite the introduction of measures to make equity financing more accessible. This was the overarching takeaway from a recent one day summit at which...more

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