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Reverse Mergers Broker-Dealer

Dorsey & Whitney LLP

Underwriter, Two Employees Charged By SEC

Dorsey & Whitney LLP on

The SEC brought another case tied to Chinese reverse mergers. This one differs from many earlier actions which focused on the company and or the executives. This action names as defendants one broker-dealer and two of its...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - October 11, 2013

In this issue: - SEC Launches Public Website for Analyzing Exchange Data - New York Stock Exchange Proposes New Rules to Harmonize Quantitative Continued Listing Standards and Modify Reverse Merger Listing...more

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