News & Analysis as of

Risk Management Compensation & Benefits Enforcement Actions

Carlton Fields

Expect Focus - Volume II, May 2025

Carlton Fields on

Builder of Investment Models Deviates From Blueprints Employee’s Rogue Remodeling Costs Builder Plenty - The SEC’s recent order instituting administrative and cease-and-desist proceedings (OIP) against registered...more

Seyfarth Shaw LLP

Unpaid work – Beware the offer of a ‘free lunch’

Seyfarth Shaw LLP on

The line between lawful and unlawful unpaid work is not always clear. Many companies are contacted by people offering to work on a voluntary basis. It is often pitched as a “win-win” because the person is willing to work...more

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