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Risk Management › Hong Kong › Hong Kong Securities and Futures Commission (HKSFC)

A&O Shearman

Hong Kong SFC issues circular on the use of generative AI language models

A&O Shearman on

The Hong Kong Securities and Futures Commission (SFC) has issued a circular that sets forth comprehensive guidelines and expectations for licensed corporations (LCs) regarding the responsible use of generative artificial...more

Latham & Watkins LLP

Recent SFC Enforcement Action: 5 Key Takeaways for Hong Kong IPO Sponsors

Latham & Watkins LLP on

Sponsors should maintain best practices in IPO engagements in light of increased enforcement action and regulatory scrutiny from the SFC. Key Points: ..In March 2019, the Hong Kong securities regulator, the Securities...more

K&L Gates LLP

SFC Circular to Strengthen Liquidity Risk Management of Its Authorized Funds

K&L Gates LLP on

The SFC published the “Circular to management companies of SFC-authorized funds on liquidity risk management” dated July 4, 2016 (the “Circular”), designed to provide guidance to the management companies (each a “Fund...more

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