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Risk Management Third-Party Risk Compliance

The Volkov Law Group

LRN Issues New Report Highlighting High-Performing Compliance Programs

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LRN’s Program Effectiveness Report is an important annual event.  LRN consistently provides important trend, benchmarking and program measurements.  As an important leader in this area, LRN never pulls any punches.  This...more

Thomas Fox - Compliance Evangelist

FCPA Compliance Report: From Compliance to Commercial Value: Removing Friction with AI

Welcome to the award-winning FCPA Compliance Report, the longest-running compliance podcast. In this episode, Tom welcomes back Jag Lamba, CEO at Certa, to discuss the use of GenAI in compliance tools. Lamba advocates for...more

Ankura

Navigating the Digital Operational Resilience Act (DORA): How We Helped Indian Banks Operating in Europe

Ankura on

The Digital Operational Resilience Act (DORA) is a transformative regulation introduced by the European Union to bolster the resilience of financial institutions against Information and Communication Technology (ICT) risks....more

The Volkov Law Group

Episode 364 -- Five Strategies to Mitigate a New Risk Environment

The Volkov Law Group on

What do you do when the headlines shift faster than your risk matrix can keep up? In this episode, Michael Volkov dives into the challenge of adapting compliance programs in the face of volatile and fast-changing global...more

Mitratech Holdings, Inc

The Vendor Onboarding Process: Keys to Success

What Is Vendor Onboarding? Vendor onboarding is the process of establishing a company as an approved provider of technology, goods, or services to your organization. It’s also an essential early step in the vendor risk...more

Integreon

DORA Compliance Part 2: Addressing Compliance Across Critical Operational Areas

Integreon on

Introduction to DORA and its Implications - As of Jan.17, 2025, the European Union’s Digital Operational Resilience Act (DORA) became enforceable. This new regulatory framework significantly impacts financial institutions and...more

NAVEX

Business resiliency needs to take centerstage if you want to keep pace with cyber threats and supply chain disruptions

NAVEX on

2024 was a year of numerous and notable cybersecurity failures – although, to be fair, most years are now marred by numerous and notable cybersecurity failures. That’s no longer anything special. What makes 2024 interesting...more

The Volkov Law Group

Riding the Wave to Navigate Volatile Risks

The Volkov Law Group on

Chief compliance officers are adjusting a new, risk world, where top risks include export controls, sanctions, and immigration enforcement. At the same time, some risks remain — third-party risks, conflict of interest, fair...more

Mitratech Holdings, Inc

How to Automate Vendor Risk Management

Learn how automating third-party risk management (TPRM) can enhance efficiency, security, and compliance and help businesses proactively address vendor risks....more

Mitratech Holdings, Inc

Red Flags In Your Vendor’s Business Continuity Plan

Ensure your vendors are crisis-ready by recognizing these key indicators of weak continuity planning. The interconnected nature of modern business means that your vendors’ operational resilience can, and frequently does,...more

Society of Corporate Compliance and Ethics...

[Event] Compliance Auditing & Monitoring Workshop - May 19th - 20th, Orlando, FL

Learn the keys to effective compliance auditing and monitoring - The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures, and...more

NAVEX

Artificial Intelligence and Compliance: Preparing for the Future of AI Governance, Risk, and Compliance 

NAVEX on

Artificial Intelligence has rapidly moved from theoretical to transformational, profoundly changing how businesses operate across industries. While the benefits of AI, particularly Generative AI (genAI), are monumental, these...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Nonprofit Sector Compliance Conference - May 21st, 8:00 am - 5:00 pm CT

Navigate the unique challenges of compliance for nonprofits - From fraud and conflict of interest to tax exemption, fundraising, and data security, nonprofit organizations are faced with significant compliance issues,...more

American Conference Institute (ACI)

[Event] Mexico Summit on Anti-Corruption & Compliance Programs - March 12th - 13th, Polanco, CDMX, Mexico

Connect with the leading Anti-Corruption experts and discuss the latest compliance strategies at ACI’s Mexico Summit on Anti-Corruption & Compliance Programs. As Mexico’s longest running, premier anti-corruption and...more

King & Spalding

EU DORA: Are you in scope, and if so, how can you prepare?

King & Spalding on

The Digital Operational Resilience Act (DORA) establishes a harmonised and comprehensive framework for information and communication technology (ICT) risk management in the financial sector. It is a directly applicable EU...more

Thomas Fox - Compliance Evangelist

AI in Compliance: Part 2, Leveraging AI for Third-Party Risk Management

We continue our week-long look at the use of AI in compliance. Today, we consider third parties. Third-party relationships remain one of the most significant areas of risk for corporate compliance programs....more

Society of Corporate Compliance and Ethics...

[Virtual Event] Compliance Auditing & Monitoring Workshop - February 5th - 6th, 8:00 am - 5:00 pm CT

Learn the keys to effective compliance auditing and monitoring - The auditing and monitoring process is critical to a compliance program’s success, in that it provides ongoing assessment of processes, procedures, and...more

Society of Corporate Compliance and Ethics...

[Event] 13th Annual European Compliance & Ethics Institute - March 10th - 12th, Lisboa, Portugal

Join us in Lisbon, Portugal for the 13th annual European Compliance and Ethics Institute, 10–12 March 2025! We look forward to gathering once again to share insights and strategies on the unique challenges of European...more

Thomas Fox - Compliance Evangelist

Board Oversight of Third-Party Risk Management: Key Questions and Metrics for Effective Governance

The Telephonica Venezuela FCPA enforcement action reminds us that third-party risk management is one of the most critical components of a corporate compliance program. From suppliers and distributors to agents and joint...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day: Board Questions and Metrics for 3rd Party Risk Management

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more

Thomas Fox - Compliance Evangelist

It’s The Great Pumpkin Charlie Brown – Lessons in Process Validation Through Continuous Monitoring (UPDATED)

Halloween is almost upon us, and we celebrate the greatest Halloween cartoon in the world’s history, “It’s the Great Pumpkin, Charlie Brown,” which premiered in 1966. As usual, the story revolves around the Peanuts gang, who...more

Osano

Why Privacy is Your Secret Weapon Against Third-Party Risk

Osano on

Managing third-party risk can feel like fighting a hydra — mitigate one risk factor and two more appear in its place. From cybersecurity to business continuity planning, vendor evaluation and onboarding, and more, doing...more

Society of Corporate Compliance and Ethics...

A Third Party's Perspective on Third Party Risk

When we think of third parties we tend to immediately think of the risks. But what if it is a third party that differentiates itself by the rigor of its compliance program? Such is the case with Swiss-based DKSH, which...more

Society of Corporate Compliance and Ethics...

Privacy Issues from Third-Party Website Tags

The average ecommerce website has 66 third-party tags on the page. That’s according to our podcast guest, Rui Ribeiro, CEO of Jscrambler. The tags, pixels and scripts control everything from the video to payment processing to...more

Mitratech Holdings, Inc

After the Microsoft Outage: The Lingering Impact and Global Outlook on Business Continuity Planning (BCP)

In the aftermath of what could be one of the most widespread global information technology outages in history, organizations are putting a renewed focus on combating old vulnerabilities that can have cascading effects. ...more

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