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Risk Management › Third-Party Service Provider › Economic Sanctions

Bressler, Amery & Ross, P.C.

NY Department of Financial Services Issues Guidance to its Regulated Industry As a Result of the Ongoing Global Conflict

Bressler, Amery & Ross, P.C. on

The New York State Department of Financial Services (the “Department”) has issued guidance (“Guidance”) to all individuals and entities regulated by the Department (“Regulated Entities”) to underscore the importance of...more

Ethixbase360

Cracking the False Positives Puzzle: Unmasking Supply Chain Screening Challenges

Ethixbase360 on

Most companies face a no-win situation when screening third parties against evolving and expanding sanctions, watchlists, and other risk factors globally. On the one hand, they want to cast as wide a net as possible for...more

A&O Shearman

UK sanctions systems and controls: lessons learnt

A&O Shearman on

The UK Financial Conduct Authority (FCA) has assessed the systems and controls relating to sanctions compliance for over 90 firms across a range of sectors and summarised its findings of good and poor practice. Acknowledging...more

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