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Robo-Advisors Financial Conduct Authority (FCA)

Latham & Watkins LLP

Private Banking Newsletter: Issues Impacting the Private Bank Sector

Latham & Watkins LLP on

The FCA’s Business Plan for 2018/19, published on 9 April 2018, outlined key priorities for the upcoming year. Although the Business Plan revealed that the FCA’s Brexit-related workload will mean a dearth of new initiatives,...more

Latham & Watkins LLP

FCA Sets Expectations for Robo-Advisers

Latham & Watkins LLP on

Many auto advisers and automated discretionary investment managers risk poor outcomes for customers by falling short of FCA expectations. The Financial Conduct Authority (FCA) has issued a statement outlining its...more

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