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Robo-Advisors Financial Markets Investment Adviser

Hogan Lovells

What's next for robo-advice? The SFC consults on the proposed guidelines on online distribution and advisory platforms

Hogan Lovells on

With the rapid development of technology, there is an increasing trend of intermediaries providing investment services and distributing investment products over the internet. Whilst the Securities and Futures Commission...more

Polsinelli

Meet HAL, Your New Robo-Adviser: SEC Regulatory Guidance For Robo-Advisers

Polsinelli on

“Hello, Dave. You're looking well today.” In the iconic science fiction movie, 2001: A Space Odyssey, the HAL 9000 computer courteously greeted his astronaut human companion Dave Bowman. HAL was a Heuristically...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week In Review

SEC Approves Rules to Ease Investor Access to Exhibits in Company Filings - On March 1, 2017, the Securities and Exchange Commission (SEC) voted to adopt rule and form amendments that will require issuers to include a...more

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