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Rulemaking Process Derivatives Disclosure Requirements

Dechert LLP

Addressing Questions Under the Amended Registered Fund Names Rule

Dechert LLP on

Recent amendments to Rule 35d-1 under the Investment Company Act of 1940 —commonly known as the “Names Rule” — broaden the scope of terms in fund names subject to the rule, impose enhanced disclosure and compliance...more

Holland & Knight LLP

SEC Proposes to Modernize Reporting/Disclosure by Investment Companies/Advisors

Holland & Knight LLP on

On May 20, 2015 the SEC proposed rules, forms and amendments to modernize the reporting and disclosure of information by registered investment companies and investment advisors. The proposals are seen as a first step in a...more

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