News & Analysis as of May 3, 2025

Securities

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FINRA Proposes a Unified Rule for Outside Business Activities and Private Securities Transactions

Davis Wright Tremaine LLP on 4/1/2025

FINRA proposes a new rule to simplify requirements in Rules 3270 and Rule 3280, aiming to reduce unnecessary burdens. The structure of Proposed FINRA Rule 3290 requires prior written notice for investment-related activity...more

What Does a Second Trump Administration Mean for the Private Funds Industry?

King & Spalding on 11/14/2024

The incoming Trump administration will bring significant changes to regulatory policy as it relates to the asset management industry, and private funds, in particular...more

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Rulemaking Process › Proposed Rules › Securities

FINRA Proposes a Unified Rule for Outside Business Activities and Private Securities Transactions

What Does a Second Trump Administration Mean for the Private Funds Industry?

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