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Rulemaking Process Subpoenas Securities and Exchange Commission (SEC)

Paul Hastings LLP

SEC Reportedly Requiring Enforcement Staff to Seek Commission Approval for Formal Orders of Investigation

Paul Hastings LLP on

On February 2, media outlets reported that the Securities and Exchange Commission (SEC or Commission) has told SEC Enforcement attorneys that they need the approval of the agency’s commissioners for all formal orders of...more

Vinson & Elkins LLP

[Hybrid Event] Navigating Inside the SEC - July 20th, Dallas, TX

Vinson & Elkins LLP on

After spending 10 years in the Division of Enforcement at the Fort Worth Regional Office of the Securities and Exchange Commission, Rebecca Fike gained a rare view into what many describe as one of the government’s most...more

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