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Rules of Professional Conduct › SEC Commissioner

Cadwalader, Wickersham & Taft LLP

SEC Commissioner Signals Need to Fulfill Mandate of Sarbanes-Oxley Act and Develop “Minimum Standards” for Lawyers Practicing...

Cadwalader, Wickersham & Taft LLP on

In remarks on March 5, 2022 on PLI’s Corporate Governance webcast, Commissioner Allison Herren Lee of the Securities and Exchange Commission stated that, 20 years after its enactment, it is time to revisit the “unfulfilled...more

Nelson Mullins Riley & Scarborough LLP

Are You The Gatekeeper? SEC Commissioner Calls for Heightened Attorney Scrutiny

Nelson Mullins Riley & Scarborough LLP on

On March 4, 2022, U.S. Securities and Exchange Commissioner Allison Herren Lee, in remarks before the Practicing Law Institute, called on federal regulators to work to issue rules adopting standards of professional conduct...more

Nelson Mullins Riley & Scarborough LLP

I am the Gatekeeper: SEC Commissioner Calls for Heightened Attorney Scrutiny

Nelson Mullins Riley & Scarborough LLP on

Securities and Exchange Commissioner (“SEC”) Allison Herren Lee, in remarks before the Practicing Law Institute, recently called on federal regulators to adopt standards of professional conduct for attorneys practicing before...more

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