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Sarbanes-Oxley › Look-Back Measurement Period

Ballard Spahr LLP

SEC Proposed Rule 10D-1 Regarding Clawback Policies

Ballard Spahr LLP on

The Securities and Exchange Commission (SEC) recently proposed rules requiring national securities exchanges such as the New York Stock Exchange and NASDAQ to establish listing standards requiring publicly traded companies to...more

Pillsbury Winthrop Shaw Pittman LLP

SEC Proposes Broad Executive Compensation Clawback Rules in Connection with Accounting Restatements

Pillsbury Winthrop Shaw Pittman LLP on

Recovery provisions would apply on a no-fault basis to executive officers of virtually all exchange-listed companies who received incentive-based compensation during the three fiscal years preceding an accounting restatement...more

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