News & Analysis as of

Section 10 of the Exchange Act Investment Advisers Act of 1940

Dorsey & Whitney LLP

The SEC’s Increasing Use of Data Analysis

Dorsey & Whitney LLP on

The Commission has increasingly focused on data analysis as an aid to its enforcement program. Two recent cases brought against investment advisers for cherry picking illustrate different facets of the approach....more

1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide