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Fenwick & West LLP

Securities Law Update - March 2025

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Welcome to the latest edition of the Fenwick Securities Law Update. This issue contains updates and important reminders on...more

Cooley LLP

Corp Fin issues some new CDIs on Rule 10b5-1 plans

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On Friday afternoon, Corp Fin issued several new CDIs regarding Rule 10b5-1 plans. As you may recall, in December last year, the SEC adopted new amendments to the rules regarding Rule 10b5-1 plans. These amendments added new...more

Cooley LLP

Blog: Mail Seven Copies Of Your Glossy Annual Report To The SEC? Not Anymore, So Long As….

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Corp Fin has just issued a welcome new CDI under the Proxy Rules and Schedule 14A. As you know, under Exchange Act Rule 14a-3(c) and Rule 14c-3(b), companies must mail to the SEC, “solely for its information,” seven copies of...more

Cooley LLP

Blog: Highlights From Panels With Current And Former Staff Of Corp Fin

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Below are some highlights (from my notes) of the PLI Securities Regulation Institute panel discussions Thursday and Friday with the Corp Fin staff (Keith Higgins, Shelley Parratt, David Fredrickson, Michele Anderson, Karen...more

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