News & Analysis as of

Securities and Exchange Commission (SEC) › Compliance Dates › Commodities Futures Trading Commission

Eversheds Sutherland (US) LLP

SEC extends security-based swap reporting requirements safe harbor to 2029

Eversheds Sutherland (US) LLP on

On April 17, 2025, the Securities and Exchange Commission (SEC) extended the expiration date of a no-action statement (Compliance Statement) regarding compliance with reporting rules for security-based swap data repositories...more

Dorsey & Whitney LLP

2023 Private Funds Compliance Calendar

Dorsey & Whitney LLP on

Dorsey has recently published a 2023 Private Funds Compliance Calendar. The calendar includes obligations and deadlines that could potentially apply to an SEC-registered investment adviser, or CFTC-registered commodity pool...more

Morrison & Foerster LLP

Setting the Scene - Final SEC guidance on cross-border SBSs is likely to ease concerns surrounding reporting duties and compliance...

Morrison & Foerster LLP on

On July 13 2016, the US Securities and Exchange Commission (SEC) adopted amendments and guidance (Final Rules and Guidance) related to its rules on the regulatory reporting and public dissemination of security-based swaps...more

Skadden, Arps, Slate, Meagher & Flom LLP

"Prudential Regulators Finalize Margin Requirements for Non-Cleared Swaps"

Skadden, Arps, Slate, Meagher & Flom LLP on

Federal banking regulators (Prudential Regulators) have finalized much-anticipated rules (Final Rules) relating to initial and variation margin requirements for certain swaps and security-based swaps that are not centrally...more

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