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Securities and Exchange Commission (SEC) › Compliance Monitoring › Disclosure Requirements

Seward & Kissel LLP

SEC Extends Compliance Dates for Amendments to Names Rule

Seward & Kissel LLP on

Who may be interested: Registered Investment Companies; Investment Advisers; Boards of Directors; Compliance Officers - Quick Take: The SEC recently announced a six-month extension of the compliance dates for amendments to...more

Mayer Brown Free Writings + Perspectives

The State of Disclosure Review

Mayer Brown Free Writings + Perspectives on

The Director of the SEC’s Division of Corporation Finance (the “Division”), Erik Gerding, shared his views on the state of public company disclosures during 2023 and the SEC Staff’s review priorities for 2024.  The statements...more

NAVEX

The SEC Wants You to Do Better at Disclosing Cybersecurity Breaches

NAVEX on

Compliance and technology executives, we need to talk. Or, more accurately, you need to talk more often – to each other. In the last 18 months, the Securities and Exchange Commission sanctioned three companies for making...more

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