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Securities and Exchange Commission (SEC) › False Reporting › Dodd-Frank Wall Street Reform and Consumer Protection Act

Paul Hastings LLP

CFTC’s High-Profile Crypto Cases Lead to Massive Recoveries but Far Fewer Enforcement Actions

Paul Hastings LLP on

The CFTC Division of Enforcement recently released its 2024 results, trumpeting its focus on large crypto matters that generated big headlines and even bigger recoveries, but resulted in a significant decline in total...more

Morrison & Foerster LLP

Top 5 SEC Enforcement Developments for August 2022

Morrison & Foerster LLP on

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month, with links to primary resources. This...more

BakerHostetler

Get Ready to Be Clawed, With the SEC's Blessing, and It May Cost You Dearly

BakerHostetler on

Imagine you are a former executive of a public company, where your role was unrelated to the preparation of its financial statements, and you are notified years after leaving the company that it will be pursuing the return of...more

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