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Securities and Exchange Commission (SEC) › Filing Deadlines › Regulatory Reform

Shumaker, Loop & Kendrick, LLP

Client Alert: SEC Codes - Form D, Section 16 Filers and Schedule 213D and 13G

Shumaker, Loop & Kendrick, LLP on

On September 27, 2024, the United States Securities and Exchange Commission (SEC) adopted “EDGAR Next,” a collection of rule and form amendments intended to streamline access to, and management of, accounts on the SEC’s...more

Bass, Berry & Sims PLC

SEC Adopts Amendments to Modernize Beneficial Ownership Reporting

Bass, Berry & Sims PLC on

On October 18, 2023, the Securities and Exchange Commission (SEC) adopted amendments to the rules governing beneficial ownership reporting to “require market participants to provide more timely information on their positions...more

Troutman Pepper Locke

SEC Adopts Final Rules Amending and Modernizing Beneficial Ownership Reporting Requirements

Troutman Pepper Locke on

On October 10, the Securities and Exchange Commission (SEC) adopted, by a bipartisan 4-1 margin, the final rules to amend and modernize the regulations governing beneficial ownership reporting under Sections 13D and 13G of...more

Skadden, Arps, Slate, Meagher & Flom LLP

Capital Markets - 2023 SEC Filing Deadlines and Financial Statement Staleness Deadlines

Skadden, Arps, Slate, Meagher & Flom LLP on

To prepare for 2023, reporting companies should be aware of applicable SEC filing deadlines and financial statement “staleness” dates, as well as regulatory reforms that may affect the preparation and contents of disclosures...more

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