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Securities and Exchange Commission (SEC) › Final Guidance › Securities Exchange Act

Hogan Lovells

SEC staff revives former guidance on shareholder proposals raising social policy issues

Hogan Lovells on

On February 12, the SEC’s Division of Corporation Finance issued Staff Legal Bulletin No. 14M (SLB 14M) to update its guidance on the “economic relevance” and “ordinary business” exclusions in Exchange Act Rule 14a-8, which...more

Akin Gump Strauss Hauer & Feld LLP

SEC Guidance on Proxy Voting for Investment Advisers and Proxy Advisory Firms

Akin Gump Strauss Hauer & Feld LLP on

In response to years of criticism concerning the influence of proxy advisory firms, such as ISS and Glass Lewis, over proxy voting of investment advisers, the Securities and Exchange Commission (SEC) has issued new guidance...more

BakerHostetler

SEC Issues Guidance on Proxy Voting Responsibilities of Investment Advisers, Their Use of Proxy Advisory Firms, and Application of...

BakerHostetler on

On June 30, 2014, the Staff of the Securities and Exchange Commission’s Divisions of Investment Management and Corporation Finance issued guidance on the responsibilities of investment advisers in voting proxies and using...more

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