Securities and Exchange Commission (SEC), Information Technology, Compliance

Capital Markets & Governance Insights - January 2025

Ropes & Gray LLP on 1/30/2025

Companies should not minimize the extent of a material cybersecurity incident by omitting material facts regarding the scope and potential impact of the incident. Cybersecurity risk factor disclosures should be tailored to a...more

SEC, Solar Winds and Compliance

Thomas Fox - Compliance Evangelist on 11/7/2023

The recent SEC lawsuit against SolarWinds Corp and its CISO, Tim Brown, following the 2020 data breach, has brought the issue of executive liability in cybersecurity disclosures to the forefront. This case sheds light on the...more

Hanzo Top 20 Ediscovery & Compliance Blogs of 2022, Part 2

Hanzo on 12/20/2022

It’s been another interesting year in the world of legal technology, and we here at Hanzo have covered a variety of topics in 2022. Last week, we covered the first 10 of our top 20 ediscovery and compliance blogs. Today we...more

The Competitive (Compliance) Advantage of Data

Thomas Fox - Compliance Evangelist on 1/13/2020

The Department Of Justice (DOJ) and Securities and Exchange Commission (SEC) have both made it clear that they expect companies to be more robust in their use of data analytics in compliance programs....more

Farewell to Chocolate Thunder, Baylor Football and Due Diligence

Thomas Fox - Compliance Evangelist on 8/28/2015

Daryl Dawkins died yesterday. To anyone who followed the National Basketball League (NBA); Dawkins will always be remembered with the brilliant Stevie Wonder-derived moniker – Chocolate Thunder. I will also remember him for...more

Great Structures Week III – The Roman Arch and Resourcing Your Compliance Program

Thomas Fox - Compliance Evangelist on 7/15/2015

I continue my Great Structures Week with focus on structural engineering innovations from ancient Rome. I am drawing these posts from The Teaching Company course, entitled “Understanding the World’s Greatest Structures:...more