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Securities and Exchange Commission (SEC) › Proposed Rules › Lending

Davis Wright Tremaine LLP

FINRA's Proposed Partial Amendments to the Securities Lending and Transparency Engine (SLATE) Program

Davis Wright Tremaine LLP on

Earlier this year, FINRA filed with the SEC a proposed series of rules requiring, for the first time, the reporting of securities loans and providing for the public dissemination of loan information through FINRA's Securities...more

Faegre Drinker Biddle & Reath LLP

SEC Proposes New Securities Lending Disclosure Rule

Faegre Drinker Biddle & Reath LLP on

Pursuant to Section 984 of the Dodd-Frank Act, the Securities and Exchange Commission (SEC) published for comment proposed Rule 10c-1 (Rule), which is meant to “increase transparency and efficiency” in the securities lending...more

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