Securities and Exchange Commission (SEC), Shareholder Proposals, Risk Management

Capital Markets & Governance Insights - January 2025

Ropes & Gray LLP on 1/30/2025

Companies should not minimize the extent of a material cybersecurity incident by omitting material facts regarding the scope and potential impact of the incident. Cybersecurity risk factor disclosures should be tailored to a...more

Notable Trends in 2024 ESG/Sustainability Reports

Fenwick & West LLP on 9/30/2024

Teneo Insights recently published its fourth annual “State of U.S. Sustainability Reports,” which analyzes 250 sustainability reports from S&P 500 companies published this year through July 30, seeking to understand how...more

Capital Markets - 2022 Capital Markets and Corporate Governance Regulatory Review

Skadden, Arps, Slate, Meagher & Flom LLP on 12/22/2022

To prepare for 2023, reporting companies should be aware of applicable SEC filing deadlines and financial statement “staleness” dates, as well as regulatory reforms that may affect the preparation and contents of disclosures...more

Preparing for the 2020 Reporting Season

Wilson Sonsini Goodrich & Rosati on 12/6/2019

With the 2020 reporting season just around the corner, there are several compliance “musts” to focus on, as well as items that can be addressed in the remainder of 2019 to make 2020 a little easier....more

Reminders for Foreign Private Issuers for the 2019 Annual Reporting Season

White & Case LLP on 1/16/2019

This memorandum outlines considerations for foreign private issuers ("FPIs") in preparation for the 2019 annual reporting season. Part I (pg. 2) provides a summary of certain key trends and insights from the 2018 US proxy...more

Financial Services Weekly News - July 2016 #2

Goodwin on 7/14/2016

Regulatory Developments - Client Alert: Volcker Rule Conformance Period for Legacy Covered Fund Activities Extended One Year - On July 7, the Board of Governors of the Federal Reserve System announced that it has...more