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Securities Exchange Act of 1934 › Rulemaking Process › SRO

Davis Wright Tremaine LLP

Bona Fide Market Making Activity Should Include Trading Interest Other Than Quotations

Davis Wright Tremaine LLP on

As part of a recent rulemaking, the Securities and Exchange Commission ("Commission" or "SEC") adopted Rule 3a5-4 to include certain liquidity providers within the meaning of the phrase "as a part of a regular business" in...more

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