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Securities Exchange Act › Filing Fees

The Securities Exchance Act is a United States federal statute enacted in 1934 to govern the secondary securities trading market. In addition, the Securities Exchange Act established the Securities and Exchange... more +
The Securities Exchance Act is a United States federal statute enacted in 1934 to govern the secondary securities trading market. In addition, the Securities Exchange Act established the Securities and Exchange Commission (SEC), which is the primary regulatory agency enforcing federal securities laws. less -
Foley Hoag LLP - Public Companies & the Law

New Fee Table Rule Change Reminder

Foley Hoag LLP - Public Companies & the Law on

Don’t forget that new SEC rules went into effect on January 31, 2022 to modernize filing fee disclosure and payment methods for securities transactions...more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest, Featuring Articles on SEC Enforcement Actions, Filing Fees and CFTC Committee Updates

Katten Muchin Rosenman LLP on

SEC/CORPORATE - Federal Court Rules Investment Fund is 10 Percent Owner in Section 16 Case - On August 20, a federal magistrate judge in the Eastern District of New York granted a motion for summary judgment in a...more

Locke Lord LLP

New Increased SEC Filing Fee Rate Effective October 1, 2019

Locke Lord LLP on

On August 23, 2019, the Securities and Exchange Commission (the “SEC”) announced that in its fiscal year 2020 the fees that public companies and other issuers pay to register their securities with the SEC will be set at...more

Orrick - Finance 20/20

SEC Fee Rate Advisory #2 for Fiscal Year 2015

Orrick - Finance 20/20 on

On October 1, the SEC fiscal year 2015 started. The SEC will be operating under a continuing resolution that will extend until December 11. ...more

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