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Securities Exchange Act › Funding

The Securities Exchance Act is a United States federal statute enacted in 1934 to govern the secondary securities trading market. In addition, the Securities Exchange Act established the Securities and Exchange... more +
The Securities Exchance Act is a United States federal statute enacted in 1934 to govern the secondary securities trading market. In addition, the Securities Exchange Act established the Securities and Exchange Commission (SEC), which is the primary regulatory agency enforcing federal securities laws. less -
Sheppard Mullin Richter & Hampton LLP

Payday Lender Ordered to Pay $39 Million in Misappropriated Funds Suit

Sheppard Mullin Richter & Hampton LLP on

On June 29, a Florida court issued a final judgment against a Miami-based payday lender and its CEO resolving allegations that the defendants misappropriated investor funds. According to the complaint, the business...more

Cooley LLP

Blog: House Votes To “Defund” Disfavored SEC Rules, Potential Rules And Guidance

Cooley LLP on

On Friday, the House passed H.R. 5485, the Financial Services and General Government Appropriations Act for fiscal year 2017, which includes appropriations for the SEC. Included as part of the bill were several amendments...more

Chambliss, Bahner & Stophel, P.C.

Crowdfunding Part 3(B): Alternatives— Accredited Crowdfunding Platform #1

Chambliss, Bahner & Stophel, P.C. on

We’ve been talking about crowdfunding for a while now, and we’ve started discussing alternatives to the crowdfunding exemption in Title III of the JOBS Act because that exemption is technically not final yet. Last time we...more

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