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Securities Exchanges Cross-Border Transactions

Dorsey & Whitney LLP

Guide to Joining the OTCQX or the OTCQB Markets for Canadian and Other Foreign Issuers

Dorsey & Whitney LLP on

The United States capital markets are among the world’s largest and most stable markets to access capital and liquidity for securityholders. In the past, many Canadian companies have elected not to access the United States...more

Orrick, Herrington & Sutcliffe LLP

SEC Amends Rules on Security-Based Swap Reporting

On July 13, 2016, the Securities Exchange Commission (“SEC”) approved certain amendments and guidance to the rules governing the reporting and public dissemination of security-based swaps (“SBS”), known as “Regulation SBSR,”...more

Orrick - Finance 20/20

IOSCO Publishes Final Report on Cross-Border Regulation

Orrick - Finance 20/20 on

The International Organization of Securities Commissions (IOSCO) Task Force on cross-border regulation has this week published its final report. Following a period of consultation launched in November 2014, the report...more

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