News & Analysis as of

Security and Privacy Controls Information Governance

Womble Bond Dickinson

Data Dilemma: Navigating Data at the Crossroads of Innovation & Compliance

Womble Bond Dickinson on

Womble Bond Dickinson’s content series—Innovation Interchange: The Power of Cross-Industry Insight—explores emerging challenges from the viewpoint of trendsetting industries. ...more

Epiq

The Importance of Information Governance in Today’s Regulatory Environment

Epiq on

As massive data breaches continue to make headlines, companies of all sizes are focusing their efforts on information security. But before an organization can put security policies and procedures in place, they need a...more

Wilson Sonsini Goodrich & Rosati

The SEC Issues Warnings to Companies to Review Controls to Prevent Wire Fraud Hacking Attempts

In an October 16, 2018 investigation report, the Securities and Exchange Commission found that nine companies that suffered Business Email Compromise, or BEC, had insufficient internal controls to prevent such attacks....more

A&O Shearman

SEC Brings Enforcement Action Against Broker-Dealer For Deficient Cybersecurity Procedures

A&O Shearman on

On September 26, 2018, the United States Securities and Exchange Commission (“SEC”) announced a $1 million settlement with an Iowa-based broker-dealer over allegations that it maintained deficient cybersecurity policies and...more

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