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Security-Based Swaps › Reporting Requirements › Enforcement Actions

Katten Muchin Rosenman LLP

SEC Reporting Parties Can Continue Following CFTC Reporting Rules When Reporting Security-Based Swap Data Until 2029

Katten Muchin Rosenman LLP on

As a result of the Securities and Exchange Commission (SEC or the Commission) recently extending relief that the Commission originally granted under its 2019 Compliance Statement, security-based swap (SBS) market participants...more

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