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Senior Management Regime (SMR) Dear CEO Letter

A&O Shearman

UK Regulator Outlines Priorities for Supervising Benchmark Administrators

A&O Shearman on

The U.K. Financial Conduct Authority has written to the CEOs of benchmark administrators that it supervises. In the letter, the FCA sets out its supervisory strategy as well as the potential harms that benchmark...more

A&O Shearman

UK Prudential Regulator Writes to Banks on Prudential Supervision of Money Laundering and Terrorist Financing Risks

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The Prudential Regulation Authority has published a "Dear CEO" letter sent to all PRA-regulated banks and investment firms (firms that are subject to the Capital Requirements Regulation) on the prudential supervision of money...more

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