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Shareholders Securities and Exchange Commission (SEC) Financial Regulatory Reform

Cooley LLP

Nasdaq’s Recommendations for a Better Capital Market

Cooley LLP on

Last week, Nasdaq released this interesting paper that sets forth a set of recommendations to improve the capital markets. Nasdaq believes its recommendations not only come out at a critical time when policymakers have real...more

Carlton Fields

SEC Proposes Changes to Fund Shareholder Reports, Prospectuses, SAIs, and Ads

Carlton Fields on

On August 5, the SEC proposed what it called “comprehensive modifications to the mutual fund … disclosure framework.” ...more

Mayer Brown Free Writings + Perspectives

Legal Update: SEC Proposes Changes to Rule 14a-8 – the Shareholder Proposal Process

On November 5, 2019, the US Securities and Exchange Commission proposed several amendments to Rule 14a-8 promulgated under the Securities Exchange Act of 1934. The proposed amendments are intended to “recognize the...more

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