News & Analysis as of

SLUSA Ponzi Scheme White Collar Crimes

Dorsey & Whitney LLP

This Week In Securities Litigation (Week ending February 28, 2014)

Dorsey & Whitney LLP on

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi scheme. The Court concluded that the Act does not bar four state law class...more

Sheppard Mullin Richter & Hampton LLP

Second Circuit Clarifies Scope of SLUSA Preclusion

In Trezziova v. Kohn (In re Herald, Primeo & Thema Sec. Litig.), No. 12-156-cv, 2013 U.S. App. LEXIS 19132 (2d Cir. Sept. 16, 2013), the United States Court of Appeals for the Second Circuit affirmed the dismissal of state...more

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