News & Analysis as of

Small Employer Plans (SEPs) Arbitration

UB Greensfelder LLP

PIABA’s New Expungement Study Shows…Nothing Has Changed, Including The Quality Of Customers’ Claims

UB Greensfelder LLP on

In a move that surprised nobody, PIABA recently released an updated study on expungement awards from 2019/2020, and, in the most predictable fashion, they continue to complain that the expungement process is rigged and that...more

UB Greensfelder LLP

FINRA Is About To Make It MUCH Harder To Obtain Expungement – Part One

UB Greensfelder LLP on

The year 2020 has given us yet another reason to utter the phrase, “I remember the good old days.” About two weeks ago, FINRA finally submitted sweeping and significant proposed rule changes to the SEC that, once approved in...more

2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide