In a move that surprised nobody, PIABA recently released an updated study on expungement awards from 2019/2020, and, in the most predictable fashion, they continue to complain that the expungement process is rigged and that...more
The second dramatic change to the expungement process under the proposed rules relates to who will be deciding the expungement request. Thankfully, FINRA will still have arbitrators decide expungement requests, not the...more
The year 2020 has given us yet another reason to utter the phrase, “I remember the good old days.” About two weeks ago, FINRA finally submitted sweeping and significant proposed rule changes to the SEC that, once approved in...more