News & Analysis as of

Solvency II Financial Crimes

A&O Shearman

Key Regulatory Topics: Weekly Update 20 December 2019 - 9 January 2020

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BREXIT - Please see the Markets and Markets Infrastructure section for the publication of Commission Implementing Decision (EU) 2019/2211 on CCP regulatory framework equivalence in the OJ and ESMA’s related amended...more

A&O Shearman

Key Regulatory Topics: Weekly Update 18 – 24 October 2019

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BREXIT - The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No.3) Regulations 2019 On 24 October, the Financial Services (Miscellaneous) (Amendment) (EU Exit) (No.3) Regulations 2019 were made, and an...more

A&O Shearman

Key Regulatory Topics: Weekly Update 11 – 17 October 2019

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BREXIT - Brexit negotiations - On 17 October, the UK government and the EC reached an agreement on a revised Protocol on Ireland/Northern Ireland to the Withdrawal Agreement, and a revised political declaration on the...more

A&O Shearman

Key Regulatory Topics: Weekly Update 27 September – 3 October 2019

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SEMINARS - ESG and sustainable finance conference On 11 November, 8:30am to 1:00pm, A&O will be hosting its inaugural ESG and sustainable finance conference. The conference will bring together a wide range of market...more

A&O Shearman

Key Regulatory Topics: Weekly Update 14 June 2019 to 20 June 2019

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CONDUCT - FMSB statement of good practice on conflicts of interest - On 20 June, the FICC Markets Standards Board (FMSB) published a consultation on a statement of good practice on conflicts of interest....more

A&O Shearman

Key Regulatory Topics: Weekly Update 17 May - 23 May 2019

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CAPITAL MARKETS - ESMA updates Q&As on the Benchmarks Regulation (BMR): May 2019 On 23 May, ESMA published an updated version of its Q&As on the BMR. The purpose of this document is to promote common, uniform and...more

A&O Shearman

Key Regulatory Topics: Weekly Update 5 to 11 April 2019

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BREXIT - On 11 April, the European Council Decision (EU) 2019/584, taken in agreement with the UK to extend the period under Article 50(3) TEU, was published in OJ. The European Council agreed to a further extension to...more

A&O Shearman

Key Regulatory Topics: Weekly Update 8 March - 14 March 2019

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BREXIT - On 7 February, ordinance no. 2019-75 relating to the preparatory measures in connection with the United-Kingdom’s withdrawal from the European Union in respect of financial services (the Ordinance) was published. ...more

A&O Shearman

Key Regulatory Topics: Weekly Update 15 February 2019 - 21 February 2019

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BREXIT - Draft Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019 laid before Parliament - On 21 February, a draft version of the Financial Services (Miscellaneous) (Amendment) (EU Exit)...more

A&O Shearman

Key Regulatory Topics: Weekly Update 18 January 2019 – 24 January 2019

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BREXIT - Financial services regulation in 2019 – don’t mention the B-word - On 30 January, Allen & Overy will hold a seminar regarding financial services regulation. 2019 promises to be another bumper year for UK and...more

A&O Shearman

Key Regulatory Topics: Weekly Update 10 August 2018 – 16 August 2018

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BREXIT - Please see the ‘Other Developments’ section for an update on the minutes of the meeting between the Governor of the BoE and the Chancellor of the Exchequer on the June Financial Stability Report....more

A&O Shearman

Allen & Overy's weekly update on Key Regulatory Topics 13 July - 19 July 2018

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BREXIT - FCA speech and new webpage on approach to Brexit - On 19 July, the FCA published a speech given by Nausicaa Delfas, FCA Executive Director of International, on the FCA's approach to Brexit. ...more

A&O Shearman

Allen & Overy's weekly update on Key Regulatory Topics - 23 March 2018 - 28 March 2018

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BREXIT - Please see the Prudential Regulation section for updates on: (i) the record of the FPC meeting held on 12 March; and (ii) HMT’s recently published letter on the EC’s proposed package of reforms in relation to BRRD...more

A&O Shearman

Key Regulatory Topics: Weekly Update (23 Feb - 1 March 2018)

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BREXIT - UK Government response to HoC Treasury Committee report on transitional arrangements - On 27 February, the HoC Treasury Committee published the UK government's response to the Committee's report on transitional...more

A&O Shearman

Key Regulatory Topics: Weekly Update - 9 February 2018 - 15 February 2018

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Insurance Europe publishes papers on avoiding Brexit cliff-edge risks - On 9 February, Insurance Europe published a paper calling for an agreement between the UK and the EU on the transitional arrangements that should...more

A&O Shearman

Key Regulatory Topics: Weekly Update - 13 October 2017 – 19 October 2017

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BREXIT - Please see the Financial Crime section for an update on the new Sanctions and Anti-Money Laundering Bill which is presently being considered by the UK Parliament in preparation for Brexit. TheCityUK publishes...more

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