News & Analysis as of

State Regulators Disclosure Requirements

Perkins Coie

ESG and the Apparel Industry: Always in Fashion

Perkins Coie on

In recent years, the apparel, fashion, and luxury goods industries have seen an increased focus on environmental, social, and governance (ESG) initiatives. As industry leaders continue to make ESG commitments, regulators,...more

Seward & Kissel LLP

SEC Sues Binance and Coinbase, and Ten States Bring Actions to Enjoin Coinbase From Offering Its Staking Product

Seward & Kissel LLP on

On June 5th and 6th, 2023 the SEC filed complaints against Binance and Coinbase, respectively, for acting as an exchange, broker, and a clearing agency without registering accordingly as a result of offering tokens and...more

Ballard Spahr LLP

How the New York Department of Financial Services (DFS) Regulates Virtual Currency, a Close Look with Special Guest Kaitlin Asrow,...

Ballard Spahr LLP on

After reviewing the licensing/chartering/approval structures that DFS uses for entities seeking to engage in virtual currency activities, we discuss the role of guidance in DFS’s regulation and oversight of virtual currency,...more

Ward and Smith, P.A.

Understanding the Basics of NCDOI Licensee Complaints

Ward and Smith, P.A. on

Facing an investigation by a licensing board can be one of the most stressful and emotionally taxing challenges that licensed professionals face in their careers. Learning about and understanding how the licensing board's...more

Hudson Cook, LLP

Is Your Ad Clear and Conspicuous? Apparently it Depends.

Hudson Cook, LLP on

We’ve all heard the jokes about fine print before – the text is so small you could be agreeing to give the dealership your first-born child. However, for regulators the fine print is no laughing matter. The bottom line is...more

Bradley Arant Boult Cummings LLP

Misrepresentation Claims Not Preempted: Eleventh Circuit Rules Against Preemption in Student Loan Case

As we’ve been tracking for over a year now, courts across the country have addressed the significant question of whether the federal laws governing federally owned or guaranteed student loans preempt state laws placing...more

Bradley Arant Boult Cummings LLP

Georgia Publishes 11th-Hour Temporary Authority Rule Effective November 24, 2019

It has been almost 18 months since the passage of the Economic Growth, Regulatory Relief, and Consumer Protection Act or (as most people in the industry refer to it) the “Temporary Authority Act.” Section 106 of the act...more

Hudson Cook, LLP

Regulation of Student Loan Servicers: What's Out There, and What's Coming

Hudson Cook, LLP on

States around the country continue to consider and enact laws and regulations to regulate student loan servicers and provide protections to student loan borrowers. Several states and the District of Columbia currently have...more

Holland & Knight LLP

U.S. Securities and Exchange Commission Updates Cybersecurity Disclosure Guidance - Agency Continues to Prioritize Cybersecurity...

Holland & Knight LLP on

• The U.S. Securities and Exchange Commission (SEC) released, on Feb. 21, 2018, updated guidance regarding public company cybersecurity disclosures. The guidance updates the Commission's 2011 non-binding guidance and...more

Ballard Spahr LLP

HNMLS Issues 8th SRR Annual Report

Ballard Spahr LLP on

The NMLS issued the 2015 State Regulatory Registry (SRR) Annual Report on February 17, 2016. The Report provides 2015 highlights, including how the National Test with Uniform State Content (UST) was adopted by four additional...more

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