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Statistical Analysis Compliance

IR Global

Finding Opportunities in Client Files – A 7-step Process

IR Global on

A huge opportunity for Accountants is to use their knowledge of a Client’s businesses to identify new opportunities. However, this will not ‘just happen’....more

Mitratech Holdings, Inc

Out With the Old Compliance Year … In With the New

As 2023 ends, despite the visions of sugar plums dancing in your head, it is a good time to take stock of government initiatives affecting your Affirmative Action practice, the better to get ready for 2024. Many things...more

Thomas Fox - Compliance Evangelist

Bridging the Gap: Enhancing Surveillance Systems with Data Analysis

This week I have a special five-part podcast series, sponsored by Verint on the Future of Communication in Financial Compliance on the Innovation in Compliance podcast series on the Compliance Podcast Network. My guest in...more

J.S. Held

Energy Consumption Analysis: The Impact on Insurance Claims During Extreme Weather Events

J.S. Held on

The Role of Energy Consumption Analysis in Extreme Weather Insurance Claims - Water damage to structures is among the most common type of first party property insurance claims. During periods of extreme weather, water...more

J.S. Held

Three Ways to Use Analytic Rigor in Your AML Compliance Operations

J.S. Held on

Introduction: Influx of Information Triggers Threats to Anti-Money Laundering Compliance - Information abounds. The internet, social media, and web 3.0 are full of content and it’s available with a few finger taps....more

Thomas Fox - Compliance Evangelist

Casebook of Sherlock Holmes: The Sussex Vampire and Root Cause Analysis

When root cause analysis is done correctly and utilized as a part of your remediation strategy going forward, it is primarily there to develop preventive actions. A preventive action is something to prevent recurrence of the...more

Thomas Fox - Compliance Evangelist

Innovation in Compliance Week – Part V: The Innovation Process

I have been exploring innovation in the compliance function this week. For my final piece I want to consider the innovation process itself. In an article in the MIT Sloan Management Review, entitled “Finding a Lower-Risk Path...more

Ballard Spahr LLP

CFPB and DOJ announce redlining settlement

Ballard Spahr LLP on

Consistent with recent indications from CFPB and Department of Justice officials that more redlining cases would soon be coming, the CFPB and DOJ have announced a proposed consent order with Hudson City Savings Bank to settle...more

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